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Filing Details

Accession Number:: 0001246360-11-002458
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-11 17:00:12
Reporting Period:: 2011-05-09

Filing Date:: 2011-05-11
Accepted Time:: 2011-05-11 17:00:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929940	Aspen Technology Inc	AZPN	Services-Computer Programming Services (7371)	042739697

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1332920	G F Hammond	Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803	Svp & General Counsel	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-05-09	11,219	$5.27	71,748	No	4	M	Direct
Common Stock	Disposition	2011-05-09	11,219	$16.27	60,529	No	4	S	Direct
Common Stock	Acquisiton	2011-05-10	3,781	$5.27	64,310	No	4	M	Direct
Common Stock	Acquisiton	2011-05-10	15,000	$5.27	79,310	No	4	M	Direct
Common Stock	Disposition	2011-05-10	18,781	$16.32	60,529	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-05-09	11,219	$0.00	11,219	$5.27
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-05-10	3,781	$0.00	3,781	$5.27
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-05-10	15,000	$0.00	15,000	$5.27

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
61,002	2015-09-14	No	4	M	Direct
57,221	2015-09-14	No	4	M	Direct
52,087	2015-09-14	No	4	M	Direct

Footnotes

This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The option, representing a right to purchase a total of 87,221 shares, became exercisable as follows: 2,221 shares on September 15, 2005; 5,000 shares on October 1, 2005; 15,000 shares on November 9, 2005; and 13 increments of 5,000 shares at the end of each consecutive quarter commencing on December 31, 2005.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.27 to $16.28, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The option, representing a right to purchase a total of 87,221 shares, became exercisable as follows: 2,221 shares on September 15, 2005; 5,000 shares on October 1, 2005; 15,000 shares on November 9, 2005; and 13 increments of 5,000 shares at the end of each consecutive quarter commencing on December 31, 2005.
The option, representing a right to purchase a total of 82,087 shares, became exercisable in 13 increments of 6,250 shares at the end of each consecutive quarter commencing on December 31, 2005, with the exception of the following quarters: 279 shares vested on each of December 31, 2006, December 31, 2007 and December 31, 2008.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.27 to $16.5049, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.