Filing Details
- Accession Number:
- 0001628280-21-018959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-21 18:36:22
- Reporting Period:
- 2021-09-17
- Accepted Time:
- 2021-09-21 18:36:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1588978 | Procept Biorobotics Corp | PRCT | Surgical & Medical Instruments & Apparatus (3841) | 260199180 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1881616 | Rohit Antal Desai | C/O Procept Biorobotics Corporation 900 Island Drive Redwood City CA 94065 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-17 | 49,517 | $0.00 | 49,517 | No | 4 | C | Indirect | By The 2:22 DNA Trust |
Common Stock | Acquisiton | 2021-09-17 | 10,084,910 | $0.00 | 10,782,662 | No | 4 | C | Indirect | By White Tailed Ptarmigan, LP |
Common Stock | Acquisiton | 2021-09-17 | 440,000 | $25.00 | 11,222,662 | No | 4 | P | Indirect | By White Tailed Ptarmigan, LP |
Common Stock | Acquisiton | 2021-09-17 | 52,640 | $0.00 | 52,640 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By The 2:22 DNA Trust |
No | 4 | C | Indirect | By White Tailed Ptarmigan, LP |
No | 4 | P | Indirect | By White Tailed Ptarmigan, LP |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Convertible Preferred Stock | Disposition | 2021-09-17 | 35,220 | $0.00 | 35,220 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2021-09-17 | 7,284 | $0.00 | 7,284 | $0.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2021-09-17 | 7,468 | $0.00 | 7,468 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2021-09-17 | 2,668 | $0.00 | 2,668 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2021-09-17 | 39,164 | $0.00 | 39,164 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2021-09-17 | 9,104 | $0.00 | 9,104 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2021-09-17 | 1,249 | $0.00 | 1,249 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2021-09-17 | 4,712,969 | $0.00 | 4,712,969 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2021-09-17 | 3,038,934 | $0.00 | 3,038,934 | $0.00 |
Common Stock | Series F Convertible Preferred Stock | Disposition | 2021-09-17 | 2,060,802 | $0.00 | 2,060,802 | $0.00 |
Common Stock | Series G Convertible Preferred Stock | Disposition | 2021-09-17 | 272,205 | $0.00 | 272,205 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date.
- Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein.
- Represents a purchase in the Issuer's public offering.