Filing Details

Accession Number:
0001209191-11-027629
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-11 16:51:32
Reporting Period:
2011-05-09
Filing Date:
2011-05-11
Accepted Time:
2011-05-11 16:51:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130310 Centerpoint Energy Inc CNP Electric Services (4911) 740694415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236677 E Scott Rozzell 1111 Louisiana
Houston TX 77002
Evp, Gen.counsel, Corp. Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-09 56,539 $6.44 241,598 No 4 M Direct
Common Stock Disposition 2011-05-09 56,539 $18.82 185,059 No 4 S Direct
Common Stock Acquisiton 2011-05-09 37,100 $10.92 222,159 No 4 M Direct
Common Stock Disposition 2011-05-09 37,100 $18.80 185,059 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-09 56,539 $0.00 56,539 $6.44
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-09 37,100 $0.00 37,100 $10.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-03-04 No 4 M Direct
0 2014-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 41,358 Indirect By Savings Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $18.845, inclusive. The reporting person undertakes to provide to CenterPoint Energy, Inc., any security holder of CenterPoint Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.79 to $18.805, inclusive.
  3. Equivalent Shares held in CenterPoint Energy, Inc. Savings Plan as of 05/01/2011.
  4. Options remaining from a 2002 grant which vested in three equal installments on March 5, 2003, 2004, and 2005.
  5. Price is not applicable.
  6. Options vested in three equal installments on March 3, 2005, 2006, and 2007.