Filing Details
- Accession Number:
- 0001209191-11-027629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 16:51:32
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 16:51:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130310 | Centerpoint Energy Inc | CNP | Electric Services (4911) | 740694415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236677 | E Scott Rozzell | 1111 Louisiana Houston TX 77002 | Evp, Gen.counsel, Corp. Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-09 | 56,539 | $6.44 | 241,598 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 56,539 | $18.82 | 185,059 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 37,100 | $10.92 | 222,159 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 37,100 | $18.80 | 185,059 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-09 | 56,539 | $0.00 | 56,539 | $6.44 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-09 | 37,100 | $0.00 | 37,100 | $10.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-03-04 | No | 4 | M | Direct | |
0 | 2014-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 41,358 | Indirect | By Savings Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $18.845, inclusive. The reporting person undertakes to provide to CenterPoint Energy, Inc., any security holder of CenterPoint Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.79 to $18.805, inclusive.
- Equivalent Shares held in CenterPoint Energy, Inc. Savings Plan as of 05/01/2011.
- Options remaining from a 2002 grant which vested in three equal installments on March 5, 2003, 2004, and 2005.
- Price is not applicable.
- Options vested in three equal installments on March 3, 2005, 2006, and 2007.