Filing Details
- Accession Number:
- 0001628280-21-018896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-20 19:42:28
- Reporting Period:
- 2021-09-16
- Accepted Time:
- 2021-09-20 19:42:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249577 | Holger Bartel | 800 West El Camino Real, Suite 275 Mountain View CA 94040 | Global Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-16 | 41,485 | $3.49 | 41,485 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-16 | 1,000 | $11.37 | 40,485 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-17 | 20,952 | $11.46 | 19,533 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-20 | 17,810 | $10.80 | 1,723 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Disposition | 2021-09-16 | 60,000 | $0.00 | 60,000 | $3.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
840,000 | 2024-09-05 | No | 4 | M | Direct |
Footnotes
- The Reporting Person elected "net settlement" with respect to the exercise price of the options.
- Sales prices for the shares sold ranged from $11.31 to $11.40.
- Sales prices for the shares sold ranged from $11.40 to $11.50.
- Sales prices for the shares sold ranged from $10.75 to $10.85.
- Non-qualified stock options granted pursuant to that certain Non-qualified Stock Option Agreement, dated September 5, 2019, as amended March 30, 2020. Such options vested in eight quarterly installments starting from March 31, 2020.