Filing Details
- Accession Number:
- 0001104659-21-117369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-20 16:30:25
- Reporting Period:
- 2021-09-17
- Accepted Time:
- 2021-09-20 16:30:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645569 | Dice Therapeutics Inc. | DICE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315082 | Ra Capital Healthcare Fund Lp | C/O Ra Capital Management, L.p. 200 Berkeley Street, 18Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1346824 | Ra Capital Management, L.p. | 200 Berkeley Street 18Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1384859 | Peter Kolchinsky | C/O Ra Capital Management, L.p. 200 Berkeley Street, 18Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1619841 | M. Rajeev Shah | C/O Ra Capital Management, L.p. 200 Berkeley Street, 18Th Floor Boston MA 02116 | Yes | No | Yes | No | |
1825376 | Ra Capital Nexus Fund Ii, L.p. | C/O Ra Capital Management, L.p. 200 Berkeley Street, 18Th Floor Boston MA 02116 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-17 | 3,100,082 | $0.00 | 3,100,082 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-09-17 | 1,322,422 | $17.00 | 4,422,504 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-09-17 | 708,829 | $0.00 | 708,829 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-09-17 | 77,578 | $17.00 | 786,407 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2021-09-17 | 2,458,447 | $0.00 | 2,458,447 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2021-09-17 | 433,843 | $0.00 | 433,843 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2021-09-17 | 641,635 | $0.00 | 641,635 | $0.00 |
Common Stock | Series C-1 Preferred Stock | Disposition | 2021-09-17 | 274,986 | $0.00 | 274,986 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- On September 17, 2021, each share of Series C Preferred Stock and each share of Series C-1 Preferred Stock converted into Common Stock of the Issuer at a ratio of 1-for-1 without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- These securities are held directly by RA Capital Healthcare Fund, L.P. (the "Fund").
- These securities are held directly by RA Capital Nexus Fund II, L.P. (the "Nexus Fund II").
- RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund and the Nexus Fund II. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.