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Filing Details

Accession Number:: 0001834515-21-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-17 20:51:38
Reporting Period:: 2021-08-31

Accepted Time:: 2021-09-17 20:51:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1757715	Aterian Inc.	ATER	Electric Housewares & Fans (3634)	831739858

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834515	9830 Macarthur, Llc	30 N. Gould St, Suite R Sheridan WY 82801		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock ($0.0001 Par Value)	Acquisiton	2021-09-17	1,468,700	$7.71	3,246,701	No	4	P	Indirect	By: 9830 Macarthur, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: 9830 Macarthur, LLC

Footnotes

9830 Macarthur, LLC ("Macarthur") isa private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Childrens's Trust UA 1/2/2017 ( The "Trust" ) is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.71. These transactions were transacted from 8/31 through 9/13/21 via assignment of shares on a covered call option strategy for the Sep 17,2021 expiration date. The strike prices of the calls that were assigned include the following strikes: $3.00, $3.50, $.4.00, $4.50. $5.00. $5.50, $7.50 and $10.00. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares assigned at each separate strike within the foregoing range.
This is the expiration date of the covered call option strategy that assigned the shares. Shares were assigned from 8/31 through 9/13/2021. Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the specific dates and number of shares and specific strikes.