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Filing Details

Accession Number:: 0001209191-11-027603
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-11 16:26:10
Reporting Period:: 2011-05-09

Filing Date:: 2011-05-11
Accepted Time:: 2011-05-11 16:26:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
840883	Btu International Inc	BTUI	Special Industry Machinery, Nec (3559)	042781248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223560	J Peter Tallian	23 Esquire Road N Billerica MA 01862	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-05-09	2,500	$5.79	3,749	No	4	M	Direct
Common Stock	Disposition	2011-05-09	2,250	$9.90	1,499	No	4	S	Direct
Common Stock	Acquisiton	2011-05-09	4,633	$3.24	6,132	No	4	M	Direct
Common Stock	Disposition	2011-05-09	3,933	$9.93	2,199	No	4	S	Direct
Common Stock	Acquisiton	2011-05-10	367	$3.24	2,566	No	4	M	Direct
Common Stock	Disposition	2011-05-10	367	$10.13	2,199	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options (right to buy)	Disposition	2011-05-09	2,500	$0.00	2,500	$5.79
Common Stock	Options (right to buy)	Disposition	2011-05-09	4,633	$0.00	4,633	$3.24
Common Stock	Options (right to buy)	Disposition	2011-05-10	367	$0.00	367	$3.24

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,500	2016-10-26	No	4	M	Direct
10,367	2016-04-06	No	4	M	Direct
10,000	2016-04-06	No	4	M	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/04/2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.81 to $9.97, inclusive. The reporting person undertakes to provide to BTU International, any security holder of BTU International, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/04/2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.81 to $10.02, inclusive. The reporting person undertakes to provide to BTU International, any security holder of BTU International, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/04/2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10 to $10.2001, inclusive. The reporting person undertakes to provide to BTU International, any security holder of BTU International, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2,500 shares on and after October 26, 2010;2,500 shares on and after October 26, 2011;2,500 shares on and after October 26, 2012;2,500 shares on and after October 26, 2013.
5,000 shares on and after April 6, 2010;5,000 shares on and after April 6, 2011;5,000 shares on and after April 6, 2012;5,000 shares on and after April 6, 2013.