Filing Details
- Accession Number:
- 0001209191-21-056759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 20:00:39
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 20:00:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596796 | Jean Marie Guillaume Rutten | 2045 East Innovation Circle Tempe AZ 85284 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-15 | 10,000 | $14.17 | 390,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-15 | 25,000 | $28.46 | 365,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-09-15 | 10,000 | $0.00 | 10,000 | $14.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 272,500 | 2020-10-30 | 2030-07-30 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.27 to $28.82.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- This stock option (the "Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the Option will be vested on the third anniversary of the Grant Date.
Billionaire Hedge Funds
