Filing Details
- Accession Number:
- 0001225208-11-013980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 16:23:33
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 16:23:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313754 | Notaristefani De Carlo | 345 Park Avenue New York NY 10154 | Pres Tech Ops & Supp Fnctns | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Acquisiton | 2011-05-09 | 52,474 | $28.74 | 141,958 | No | 4 | M | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-05-09 | 2,828 | $28.74 | 139,130 | No | 4 | S | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-05-09 | 9,582 | $28.74 | 129,548 | No | 4 | F | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2011-05-09 | 31,970 | $28.74 | 97,578 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-05-09 | 52,474 | $28.74 | 52,474 | $17.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,475 | 2019-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Par Value | 854 | Indirect | By BMY Savings & Investment Program |
Footnotes
- This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares withheld for payment of taxes and fees upon exercise of stock options.
- Shares withheld for payment of exercise price upon exercise of stock options.
- Based on a plan statement as of the end of the most recent fiscal quarter.
- Twenty-five percent of the stock option award vests on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.