Filing Details
- Accession Number:
- 0001127602-21-025537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 18:53:58
- Reporting Period:
- 2021-09-16
- Accepted Time:
- 2021-09-17 18:53:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
104169 | Walmart Inc. | WMT | Retail-Variety Stores (5331) | 710415188 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1013440 | L Alice Walton | P.o. Box 1860 Bentonville AR 72712 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-16 | 70,000 | $0.00 | 313,046,068 | No | 4 | J | Indirect | By Trust |
Common Stock | Disposition | 2021-09-16 | 173,571 | $145.09 | 312,872,497 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-09-17 | 520,000 | $0.00 | 312,352,497 | No | 4 | J | Indirect | By Trust |
Common Stock | Disposition | 2021-09-17 | 244,032 | $144.69 | 312,108,465 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-09-17 | 261,297 | $145.54 | 311,847,168 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-09-17 | 100 | $146.16 | 311,847,068 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | J | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,748,580 | Direct | |
Common Stock | 1,000,891,131 | Indirect | By Limited Liability Company |
Footnotes
- The transaction is a distribution of 70,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to a beneficiary of the Trust.
- This sale from the Trust was executed in multiple trades at prices ranging from $144.79 to $145.29, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- The transaction is a distribution of 520,000 shares of Common Stock, for no consideration, by the Trust to a beneficiary of the Trust.
- This sale from the Trust was executed in multiple trades at prices ranging from $144.14 to $145.135, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This sale from the Trust was executed in multiple trades at prices ranging from $145.14 to $146.13, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This sale from the Trust was executed in multiple trades at prices ranging from $146.14 to $146.16, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person is a trustee of the Trust, the entity that holds 311,847,068 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein.
- The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,000,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.