Filing Details
- Accession Number:
- 0001209191-21-056713
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 18:23:32
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 18:23:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1576942 | Stitch Fix Inc. | SFIX | Retail-Catalog & Mail-Order Houses (5961) | 275026540 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1661964 | Katrina Lake | C/O Stitch Fix, Inc. 1 Montgomery Street, Suite 1500 San Francisco CA 94104 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-09-15 | 2,670 | $35.69 | 0 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2021-09-15 | 3,472 | $0.00 | 18,078 | No | 4 | C | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Acquisiton | 2021-09-15 | 20,833 | $0.00 | 20,833 | No | 4 | C | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Acquisiton | 2021-09-15 | 9,053 | $0.00 | 9,053 | No | 4 | C | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Disposition | 2021-09-15 | 3,255 | $34.23 | 14,823 | No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Disposition | 2021-09-15 | 217 | $35.35 | 14,606 | No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Disposition | 2021-09-15 | 19,032 | $34.20 | 1,801 | No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Disposition | 2021-09-15 | 1,801 | $35.19 | 0 | No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Disposition | 2021-09-15 | 8,488 | $34.30 | 565 | No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Disposition | 2021-09-15 | 565 | $35.35 | 0 | No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Acquisiton | 2021-09-16 | 3,472 | $0.00 | 18,078 | No | 4 | C | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Acquisiton | 2021-09-16 | 20,833 | $0.00 | 20,833 | No | 4 | C | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Acquisiton | 2021-09-16 | 9,054 | $0.00 | 9,054 | No | 4 | C | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Disposition | 2021-09-16 | 3,215 | $33.86 | 14,863 | No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Disposition | 2021-09-16 | 257 | $34.53 | 14,606 | No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Disposition | 2021-09-16 | 19,454 | $33.86 | 1,379 | No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Disposition | 2021-09-16 | 1,379 | $34.58 | 0 | No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Disposition | 2021-09-16 | 8,561 | $33.86 | 493 | No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Disposition | 2021-09-16 | 493 | $34.60 | 0 | No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Acquisiton | 2021-09-17 | 3,472 | $0.00 | 18,078 | No | 4 | C | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Acquisiton | 2021-09-17 | 20,834 | $0.00 | 20,834 | No | 4 | C | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Acquisiton | 2021-09-17 | 9,054 | $0.00 | 9,054 | No | 4 | C | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Disposition | 2021-09-17 | 6,727 | $34.25 | 11,351 | No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Disposition | 2021-09-17 | 1,794 | $35.05 | 9,557 | No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| Class A Common Stock | Disposition | 2021-09-17 | 16,449 | $34.27 | 4,385 | No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Disposition | 2021-09-17 | 4,385 | $35.05 | 0 | No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| Class A Common Stock | Disposition | 2021-09-17 | 7,148 | $34.25 | 1,906 | No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Class A Common Stock | Disposition | 2021-09-17 | 1,906 | $35.05 | 0 | No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | C | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | C | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | C | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | C | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | C | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | C | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | C | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | C | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | C | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | S | Indirect | John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 |
| No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake Revocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
| No | 4 | S | Indirect | Katrina M. Lake 2017 Irrevocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-15 | 3,472 | $0.00 | 3,472 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-15 | 20,833 | $0.00 | 20,833 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-15 | 9,053 | $0.00 | 9,053 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-16 | 3,472 | $0.00 | 3,472 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-16 | 20,833 | $0.00 | 20,833 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-16 | 9,054 | $0.00 | 9,054 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-17 | 3,472 | $0.00 | 3,472 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-17 | 20,834 | $0.00 | 20,834 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-09-17 | 9,054 | $0.00 | 9,054 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 219,432 | No | 4 | C | Indirect | ||
| 9,545,564 | No | 4 | C | Indirect | ||
| 72,430 | No | 4 | C | Indirect | ||
| 215,960 | No | 4 | C | Indirect | ||
| 9,524,731 | No | 4 | C | Indirect | ||
| 63,376 | No | 4 | C | Indirect | ||
| 212,488 | No | 4 | C | Indirect | ||
| 9,053,897 | No | 4 | C | Indirect | ||
| 54,322 | No | 4 | C | Indirect |
Footnotes
- Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
- Number of shares reflects transfer of 5,049 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
- The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
- The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
- Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.78 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.78 to $35.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.84 to $34.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.42 to $34.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.43 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.46 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.46 to $34.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.79 to $34.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.77 to $34.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.86 to $34.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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