Filing Details
- Accession Number:
- 0001212545-21-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 17:44:51
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 17:44:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187511 | Gary Robert Sarver | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Depositary Shares | Acquisiton | 2021-09-15 | 200,000 | $25.00 | 200,000 | No | 4 | P | Indirect | Sarver Family Trust dated 9/29/1997 (PS) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Sarver Family Trust dated 9/29/1997 (PS) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 48,044 | Direct | |
Common Stock | 107,932 | Indirect | Robert G. Sarver Trust dated 09/29/1997 |
Common Stock | 621,382 | Indirect | Sarver Family Trust dated 09/29/1997 |
Common Stock | 30,000 | Indirect | Spouse |
Common Stock | 89,822 | Indirect | SF III Ltd Partnership |
Common Stock | 5,000 | Indirect | Children |
Footnotes
- Each depositary share represents a 1/400th ownership interest in a share of the Issuer's 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.0001 per share. The depositary shares were purchased in an underwritten public offering.