Filing Details
- Accession Number:
- 0001181431-11-028832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 16:16:57
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 16:16:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1276520 | Genworth Financial Inc | GNW | Life Insurance (6311) | 331073076 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290509 | E Leon Roday | C/O Genworth Financial, Inc. 6620 West Broad Street Richmond VA 23230 | Svp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2011-05-10 | 2,500 | $11.46 | 19,307 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 10 | Indirect | Trust for Child |
Class A Common Stock | 10 | Indirect | Trust for Child |
Class A Common Stock | 38,000 | Indirect | By GRAT |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2011.
- On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT).