Filing Details
- Accession Number:
- 0000899243-21-036415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 16:34:16
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 16:34:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1756262 | Transmedics Group Inc. | TMDX | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1773663 | Miriam Provost | C/O Transmedics Group, Inc. 200 Minuteman Road Andover MA 01810 | Vp Of Us Regulatory & Fda Rel. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-15 | 5,625 | $16.14 | 12,431 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-15 | 3,877 | $31.34 | 8,554 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-09-15 | 5,625 | $0.00 | 5,625 | $16.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,375 | 2030-02-27 | No | 4 | M | Direct |
Footnotes
- The exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options.
- The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020.
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