Filing Details
- Accession Number:
- 0001418100-21-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 16:06:03
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 16:06:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418100 | Avaya Holdings Corp. | AVYA | Telephone & Telegraph Apparatus (3661) | 261119726 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1824179 | Stephen Spears | C/O Avaya Holdings Corp. 2605 Meridian Parkway, Suite 200 Durham NC 27713 | Evp And Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock Units | Disposition | 2021-09-15 | 62,863 | $0.00 | 176,657 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-09-15 | 62,863 | $0.00 | 62,863 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-15 | 20,620 | $19.40 | 42,243 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-15 | 13,000 | $19.20 | 29,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4.
- Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
- Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.
- This price represents the approximate weighted average price per share of sales of Common Stock, which were executed at prices ranging from $19.19 to $19.24. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff and Avaya Holdings Corp., the full information regarding the number of shares sold at each price.
- These securities represent the total number of Common Stock owned, which includes 430 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.
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