Filing Details
- Accession Number:
- 0001209191-21-056612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 16:05:26
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 16:05:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 56701 | Koss Corp | KOSS | Household Audio & Video Equipment (3651) | 391168275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680965 | Jr J Michael Koss | C/O Koss Corporation 4129 N. Port Washington Ave. Milwaukee WI 53212 | Vp - Marketing & Product | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-15 | 15,000 | $2.92 | 41,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-09-15 | 9,089 | $2.17 | 50,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-15 | 24,089 | $17.74 | 26,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-09-15 | 15,000 | $0.00 | 15,000 | $2.92 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-09-15 | 9,089 | $0.00 | 9,089 | $2.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2023-07-25 | No | 4 | M | Direct | |
| 20,911 | 2024-07-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11 | Indirect | ESOP |
Footnotes
- This option vests in four equal annual installments beginning on July 25, 2019.
- This option vests in four equal annual installments beginning on July 24, 2020.
Billionaire Hedge Funds
