Filing Details
- Accession Number:
- 0001567619-21-017229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-17 15:46:24
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-17 15:46:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | Life Insurance (6311) | Z4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1097362 | Sun Life Financial Inc | One York Street Toronto A6 M5J 0B6 | No | No | Yes | No | |
| 1381352 | Sun Life Assurance Co Of Canada | One York Street Toronto A6 M5J 0B6 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series C Mandatory Redeemable Preferred Stock | Acquisiton | 2021-09-15 | 320,000 | $25.00 | 560,000 | No | 4 | P | Direct | |
| Series C Mandatory Redeemable Preferred Stock | Acquisiton | 2021-09-15 | 320,000 | $25.00 | 560,000 | No | 4 | P | Indirect | See Footnote 1. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See Footnote 1. |
Footnotes
- Sun Life Financial Inc. owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of the shares.
Billionaire Hedge Funds
