Filing Details

Accession Number:
0001567619-21-017211
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-16 21:59:04
Reporting Period:
2021-09-15
Accepted Time:
2021-09-16 21:59:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704292 Zai Lab Ltd ZLAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644888 Tao Fu C/O Zai Lab Limited
4560 Jinke Road, Bldg 1, 4Th Floor
Pudong, Shanghai F4 201210
President & Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-09-15 10,000 $18.92 217,500 No 4 M Direct
Ordinary Shares Disposition 2021-09-15 1,978 $124.98 215,522 No 4 S Direct
Ordinary Shares Disposition 2021-09-15 3,100 $125.96 212,422 No 4 S Direct
Ordinary Shares Disposition 2021-09-15 1,541 $128.33 210,881 No 4 S Direct
Ordinary Shares Disposition 2021-09-15 1,007 $129.29 209,874 No 4 S Direct
Ordinary Shares Disposition 2021-09-15 574 $130.64 209,300 No 4 S Direct
Ordinary Shares Disposition 2021-09-15 1,300 $132.25 208,000 No 4 S Direct
Ordinary Shares Disposition 2021-09-15 400 $133.07 207,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Options (Right to Buy) Disposition 2021-09-15 10,000 $0.00 10,000 $18.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
420,000 2028-09-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 107,500 Indirect See footnote
Footnotes
  1. The reported transaction was effected pursuant to a sales plan adopted by the Reporting Person, dated March 17, 2021, expires September 15, 2021 and is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  2. Reflects a weighted average sale price of $124.98 per share, at prices ranging from $124.54 to $125.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $125.96 per share, at prices ranging from $125.66 to $126.60 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $128.33 per share, at prices ranging from $127.81 to $128.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $129.29 per share, at prices ranging from $128.84 to $129.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $130.64 per share, at prices ranging from $130.33 to $131.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $132.25 per share, at prices ranging from $131.66 to $132.66 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects a weighted average sale price of $133.07 per share, at prices ranging from $132.74 to $133.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. Shares held by Reporting Person's spouse.
  10. The Stock Options vest in equal annual installments over five years beginning on 09/24/2019, the first anniversary of the date of grant.