Filing Details
- Accession Number:
- 0001433195-21-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-16 21:46:12
- Reporting Period:
- 2021-09-14
- Accepted Time:
- 2021-09-16 21:46:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433195 | Appfolio Inc | APPF | Services-Prepackaged Software (7372) | 260359894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643523 | Jonathan Walker | 50 Castilian Drive Santa Barbara CA 93117 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-09-14 | 20,000 | $0.00 | 35,674 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-09-14 | 801 | $122.71 | 34,873 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2021-09-14 | 9,599 | $0.00 | 25,274 | No | 4 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-09-14 | 20,000 | $0.00 | 20,000 | $4.92 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-09-14 | 20,000 | $0.00 | 20,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-09-14 | 20,000 | $0.00 | 20,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
54,425 | 2015-12-03 | 2024-12-03 | No | 4 | M | Indirect |
591,802 | No | 4 | M | Indirect | ||
571,802 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer that occurs after the consummation of the initial public offering (the "IPO") of AppFolio, Inc. (the "Issuer"), except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the IPO to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
- All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.