Filing Details
- Accession Number:
- 0001437749-21-022291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-16 21:45:38
- Reporting Period:
- 2021-09-14
- Accepted Time:
- 2021-09-16 21:45:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1136174 | Ontrak Inc. | OTRK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904534 | S Terren Peizer | 2120 Colorado Avenue, #230 Santa Monica CA 90404 | Executive Chairman | Yes | Yes | Yes | No |
1797168 | Acuitas Group Holdings, Llc | 2120 Colorado Avenue, #230 Santa Monica CA 90404 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-14 | 15,000 | $10.94 | 9,262,722 | No | 4 | S | Indirect | By Acuitas |
Common Stock | Disposition | 2021-09-15 | 15,000 | $10.57 | 9,247,722 | No | 4 | S | Indirect | By Acuitas |
Common Stock | Disposition | 2021-09-16 | 15,000 | $10.57 | 9,232,722 | No | 4 | S | Indirect | By Acuitas |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Acuitas |
No | 4 | S | Indirect | By Acuitas |
No | 4 | S | Indirect | By Acuitas |
Footnotes
- This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.
- Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on August 13, 2021.
- The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $10.6142 to $11.2901, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $10.42 to $10.75, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $10.43 to $10.77, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.