Filing Details
- Accession Number:
- 0001209191-21-056437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-16 17:25:01
- Reporting Period:
- 2021-09-14
- Accepted Time:
- 2021-09-16 17:25:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216448 | Patrick Harshman | 2590 Orchard Parkway San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-14 | 170,003 | $7.58 | 1,192,298 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-14 | 170,003 | $8.95 | 1,022,295 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-15 | 96,664 | $7.58 | 1,118,959 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-15 | 96,664 | $8.85 | 1,022,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option/Right to Buy | Disposition | 2021-09-14 | 170,003 | $7.58 | 170,003 | $7.58 |
Common Stock | Stock Option/Right to Buy | Disposition | 2021-09-15 | 96,664 | $7.58 | 96,664 | $7.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
96,664 | 2017-02-15 | 2022-03-13 | No | 4 | M | Direct |
0 | 2017-02-15 | 2022-03-13 | No | 4 | M | Direct |