Filing Details
- Accession Number:
- 0001230245-21-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-16 17:15:59
- Reporting Period:
- 2021-09-16
- Accepted Time:
- 2021-09-16 17:15:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796882 | J Jonathan Doyle | 800 Nicollet Mall Minneapolis MN 55402 | Hd Of Financial Services Group | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-16 | 1,217 | $133.02 | 244,072 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-16 | 433 | $133.86 | 243,639 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The shares of common stock were sold pursuant to a 10b5-1 trading plan.
- The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) and (3) were sold in multiple transactions at the price ranges provided in footnotes (2) and (3). These shares in footnote (2) were sold in multiple transactions at prices ranging from $132.6600 to $133.5900 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.
- These shares were sold in multiple transactions at prices ranging from $133.6800 to $134.0500 inclusive.