Filing Details
- Accession Number:
- 0000913760-21-000143
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-09-16 16:34:31
- Reporting Period:
- 2021-09-09
- Accepted Time:
- 2021-09-16 16:34:31
- Original Submission Date:
- 2021-09-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913760 | Stonex Group Inc. | SNEX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 592921318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208362 | Michael Sean Oconnor | 230 Park Avenue 10Th Floor New York NY 10169 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-09 | 13,807 | $25.91 | 348,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-09 | 10,000 | $68.00 | 338,520 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-10 | 1,848 | $25.91 | 340,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-10 | 1,325 | $68.00 | 339,043 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Options | Disposition | 2021-09-09 | 13,807 | $0.00 | 13,807 | $25.91 |
| Common | Stock Options | Disposition | 2021-09-10 | 1,848 | $0.00 | 1,848 | $25.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 278,114 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
| 276,266 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 61,290 | Indirect | By Trust |
| Common Stock | 780,434 | Indirect | Darseaker Limited |
Footnotes
- Amendment filed to correct the number of options exercised.
- Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised.
Billionaire Hedge Funds
