Filing Details
- Accession Number:
- 0000899243-21-036246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-16 13:17:27
- Reporting Period:
- 2021-09-15
- Accepted Time:
- 2021-09-16 13:17:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1810739 | Radius Global Infrastructure Inc. | RADI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1420969 | I Richard Goldstein | C/O Radius Global Infrastructure, Inc. 3 Bala Plaza East, Suite 502 Bala Cynwyd PA 19004 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-09-15 | 15,000 | $0.00 | 85,521 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-09-15 | 15,000 | $17.12 | 70,521 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2021-09-15 | 15,000 | $0.00 | 925,909 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series A LTIP units | Disposition | 2021-09-15 | 15,000 | $0.00 | 15,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400,455 | No | 4 | M | Direct |
Footnotes
- Reflects shares of Class A Common Stock, par value $0.0001 per share of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares"), issued to Mr. Goldstein in connection with the redemption of 15,000 Series A long-term incentive plan units ("Series A LTIP Units") in APW OpCo LLC ("OpCo").
- Once equitized, Series A LTIP Units may be redeemed for Class A Shares on a one-for-one basis; provided that such Class A Shares will be subject to the same vesting and forfeiture conditions as the exchanged Series A LTIP Units.
- Includes 70,521 Class A Shares distributed to Mr. Goldstein on February 25, 2021 by an entity in which Mr. Goldstein is a member.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.
- The reported price is a weighted average of sales prices ranging from $16.92 to $17.22 per share, inclusive. Mr. Goldstein undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of sales sold at each separate price within the range.
- Reflects shares of Class B Common Stock, par value $0.0001 per share, of the Company (such shares, "Class B Shares") that were granted in tandem with a corresponding number of Series A LTIP Units in OpCo that were surrendered to the Company by Mr. Goldstein in connection with the redemption of the 15,000 Series A LTIP Units for 15,000 shares of Class A Shares.
- Reflects Series A LTIP Units that are subject to time-based vesting conditions and vest in equal installments on the first, second, third, fourth and fifth anniversaries of February 10, 2020.