Filing Details
- Accession Number:
- 0001209191-21-056302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-15 21:16:58
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2021-09-15 21:16:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591588 | A-Mark Precious Metals Inc. | AMRK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437553 | Thor Gjerdrum | 2121 Rosecrans Ave Suite 6300 El Segundo CA 90245 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-09-13 | 5,000 | $17.00 | 5,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-09-13 | 5,000 | $10.20 | 10,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-09-13 | 8,333 | $10.34 | 18,333 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-09-13 | 8,333 | $12.34 | 26,666 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-13 | 10,417 | $55.57 | 16,249 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-13 | 10,509 | $56.52 | 5,740 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-13 | 4,367 | $57.58 | 1,373 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-09-13 | 1,373 | $58.39 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2021-09-13 | 5,000 | $0.00 | 5,000 | $17.00 |
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2021-09-13 | 5,000 | $0.00 | 5,000 | $10.20 |
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2021-09-13 | 8,333 | $0.00 | 8,333 | $10.34 |
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2021-09-13 | 8,333 | $0.00 | 8,333 | $12.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,667 | 2026-09-07 | No | 4 | M | Direct | |
| 0 | 2028-08-30 | No | 4 | M | Direct | |
| 8,334 | 2029-07-31 | No | 4 | M | Direct | |
| 8,334 | 2029-07-31 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.
- The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.
- The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022.
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