Filing Details
- Accession Number:
- 0001834515-21-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-15 19:50:04
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-15 19:50:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757715 | Aterian Inc. | ATER | Electric Housewares & Fans (3634) | 831739858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834515 | 9830 Macarthur, Llc | 30 N. Gould St, Suite R Sheridan WY 82801 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.0001 Par Value) | Disposition | 2021-09-01 | 181,000 | $7.26 | 4,725,401 | No | 4 | S | Indirect | By: 9830 Macarthur, LLC |
| Common Stock ($0.0001 Par Value) | Disposition | 2021-09-07 | 10,000 | $7.34 | 4,715,401 | No | 4 | S | Indirect | By: 9830 Macarthur, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By: 9830 Macarthur, LLC |
| No | 4 | S | Indirect | By: 9830 Macarthur, LLC |
Footnotes
- 9830 Macarthur, LLC ("Macarthur") is a private investment vehicle. Macarthur driectly owns the securities herin. Nijor Children's Trust UA 1/2/2017 ( the " Trust" )is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose
- All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were disposed in multiple transactions at prices ranging from $7.06 to $7.66, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
- All prices reported herein are exclusive of brokerage commissions. These shares were disposed at an average price of $7.34. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.
Billionaire Hedge Funds
