Filing Details
- Accession Number:
- 0001209191-21-056242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-15 18:36:18
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2021-09-15 18:36:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1031530 | M Thomas Siebel | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94603 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-09-13 | 98,698 | $48.71 | 5,138,629 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-13 | 197,253 | $49.52 | 4,941,376 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-13 | 41,415 | $50.30 | 4,899,961 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-14 | 205,650 | $48.62 | 4,694,311 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-14 | 22,450 | $49.42 | 4,671,861 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-15 | 29,466 | $48.57 | 4,642,395 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-15 | 23,334 | $49.19 | 4,619,061 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-15 | 17,300 | $50.27 | 4,061,761 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2021-09-15 | 5,300 | $50.95 | 4,596,461 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,756,390 | Direct | |
Class A Common Stock | 9,216 | Indirect | See Footnote |
Class A Common Stock | 170,294 | Indirect | See Footnote |
Class A Common Stock | 72,695 | Indirect | See Footnote |
Class A Common Stock | 1,237,115 | Indirect | See Footnote |
Footnotes
- Transaction pursuant to a previously established Rule 10b5-1 Plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $48.04 to $49.0375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
- Represents weighted average sales price. The shares were sold at prices ranging from $49.04 to $50.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $50.04 to $50.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $48.185 to $49.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $49.1875 to $49.805. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $47.85 to $48.835. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $48.84 to $49.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $49.84 to $50.8375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $50.84 to $51.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
- The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
- The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
- The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.