Filing Details

Accession Number:
0001104659-21-115952
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-15 16:43:13
Reporting Period:
2021-09-13
Accepted Time:
2021-09-15 16:43:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818874 Sofi Technologies Inc. SOFI Finance Services (6199) 981547291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1864754 Clayton Thomas Wilkes C/O Sofi Technologies, Inc.
234 1St Street
San Francisco CA 94015
Vice Chairman - Galileo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-13 1,119,413 $15.16 52,802,242 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. The reported transactions were executed in multiple trades. The purchase price of $15.16 reported in Column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the Reporting Person within a range of $15.00 to $15.27 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
  2. Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC.