Filing Details
- Accession Number:
- 0001104659-21-115952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-15 16:43:13
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2021-09-15 16:43:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1818874 | Sofi Technologies Inc. | SOFI | Finance Services (6199) | 981547291 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1864754 | Clayton Thomas Wilkes | C/O Sofi Technologies, Inc. 234 1St Street San Francisco CA 94015 | Vice Chairman - Galileo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-13 | 1,119,413 | $15.16 | 52,802,242 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- The reported transactions were executed in multiple trades. The purchase price of $15.16 reported in Column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the Reporting Person within a range of $15.00 to $15.27 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
- Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC.