Filing Details
- Accession Number:
- 0001562180-21-005947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-15 16:15:54
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2021-09-15 16:15:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590877 | Regenxbio Inc. | RGNX | Biological Products, (No Disgnostic Substances) (2836) | 471851754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1652824 | T. Kenneth Mills | C/O Regenxbio Inc. 9804 Medical Center Drive Rockville MD 20850 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-13 | 3,000 | $3.76 | 283,984 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-13 | 3,000 | $40.02 | 280,984 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-14 | 33,146 | $3.76 | 314,130 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-09-14 | 1,854 | $0.85 | 315,984 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-14 | 35,000 | $45.11 | 280,984 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-09-13 | 3,000 | $0.00 | 3,000 | $3.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-09-14 | 33,146 | $0.00 | 33,146 | $3.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-09-14 | 1,854 | $0.00 | 1,854 | $0.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
266,000 | 2025-05-18 | No | 4 | M | Direct | |
232,854 | 2025-05-18 | No | 4 | M | Direct | |
37,816 | 2024-09-23 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $45.00 to $45.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The previously granted option, representing a right to purchase a total of 275,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on May 19, 2016, and the balance vested in equal monthly installments over the 36 months thereafter.
- The previously granted option, representing a right to purchase a total of 708,200 shares, became exercisable as follows: 474,490 of the shares subject to the option are initial shares ("Initial Shares") and 233,710 of the shares subject to the option are contingent shares ("Contingent Shares"). 120,394 of the Initial Shares vested on September 17, 2014, 88,524 of the Initial Shares vested on September 17, 2015 and an additional 7,377 of the Initial Shares vested upon each month of continuous service to the Company thereafter. 25% of the Contingent Shares were deemed vested as of September 17, 2014 on January 13, 2015 due to a subsequent event. The remainder of the Contingent Shares vested over four years of service following September 17, 2014, with 25% of the remaining 75% of Contingent Shares having vested on September 17, 2015 and the remaining Contingent Shares having vested in 36 equal monthly installments thereafter.