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Filing Details

Accession Number:: 0001540755-21-000051
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-14 21:46:00
Reporting Period:: 2021-09-07

Accepted Time:: 2021-09-14 21:46:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1540755	Anaplan Inc.	PLAN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249051	Frank Calderoni	C/O Anaplan, Inc. 50 Hawthorne Street San Francisco CA 94105	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-09-07	696,459	$0.00	641,462	No	5	G	Direct
Common Stock	Acquisiton	2021-09-07	696,459	$0.00	696,459	No	5	G	Indirect	By Trust
Common Stock	Disposition	2021-09-10	41,198	$65.75	655,261	No	4	S	Indirect	By Trust
Common Stock	Disposition	2021-09-10	3,802	$66.55	651,459	No	4	S	Indirect	By Trust
Common Stock	Acquisiton	2021-09-10	51,112	$0.00	692,574	No	4	M	Direct
Common Stock	Disposition	2021-09-14	25,907	$64.94	666,667	No	4	S	Direct
Common Stock	Acquisiton	2021-09-10	9,759	$0.00	676,426	No	4	M	Direct
Common Stock	Disposition	2021-09-14	4,947	$64.94	671,479	No	4	S	Direct
Common Stock	Acquisiton	2021-09-10	8,362	$0.00	679,841	No	4	M	Direct
Common Stock	Disposition	2021-09-14	4,239	$64.94	675,602	No	4	S	Direct
Common Stock	Acquisiton	2021-09-10	4,327	$0.00	679,929	No	4	M	Direct
Common Stock	Disposition	2021-09-14	2,194	$64.94	677,735	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-09-10	51,112	$0.00	51,112	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-09-10	9,759	$0.00	9,759	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-09-10	8,362	$0.00	8,362	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-09-10	4,327	$0.00	4,327	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
204,450	No	4	M	Direct
68,317	No	4	M	Direct
83,615	No	4	M	Direct
60,580	No	4	M	Direct

Footnotes

On September 7, 2021, the reporting person gifted 696,459 directly owned shares of common stock to the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
The shares are held by the Frank Calderoni & Brenda Zawatski Living Trust U/A/D 3/11/05, of which the Reporting Person and his wife are trustees and beneficiaries.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $65.19 to $66.18, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $66.19 to $66.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on September 10, 2020, with the remainder vesting in equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.