Filing Details
- Accession Number:
- 0000899243-21-035924
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-14 21:11:42
- Reporting Period:
- 2021-09-10
- Accepted Time:
- 2021-09-14 21:11:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1566469 | Nanthealth Inc. | NH | Services-Computer Processing & Data Preparation (7374) | 273019889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706849 | Allen Ronald Louks | C/O Nanthealth, Inc. 9920 Jefferson Blvd. Culver City CA 90232 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-10 | 7,320 | $0.55 | 233,177 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-10 | 7,320 | $2.05 | 225,857 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-13 | 9,200 | $0.55 | 235,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-13 | 9,200 | $1.96 | 225,857 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-09-10 | 7,320 | $0.00 | 7,320 | $0.55 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-09-13 | 9,200 | $0.00 | 9,200 | $0.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 519,862 | 2029-08-12 | No | 4 | M | Direct | |
| 510,662 | 2029-08-12 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 7,320 shares sold in the price range of $1.98 to $2.29 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 9,200 shares sold in the price range of $1.96 to $1.97 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Subject to the reporting person continuing as a service provider, the shares subject to the option shall vest as follows, fifty percent (50%) of the shares subject to the option shall vest on the one (1) year anniversary from the date of grant, and twenty-five percent (25%) of the remaining shares subject to the option shall vest annually thereafter, so that the option is fully vested on the three (3) year anniversary date.
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