Filing Details
- Accession Number:
- 0001209191-21-056031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-14 19:02:07
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2021-09-14 19:02:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591587 | Assetmark Financial Holdings Inc. | AMK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311476 | H Jeremiah Chafkin | C/O Assetmark Financial Holdings, Inc. 1655 Grant Street, 10Th Floor Concord CA 94520 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-09-13 | 34,654 | $26.08 | 321,805 | No | 4 | S | Indirect | The Chafkin Family Revocable Living Trust |
| Common Stock | Disposition | 2021-09-14 | 15,346 | $26.18 | 306,459 | No | 4 | S | Indirect | The Chafkin Family Revocable Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The Chafkin Family Revocable Living Trust |
| No | 4 | S | Indirect | The Chafkin Family Revocable Living Trust |
Footnotes
- These transactions were executed in multiple trades at prices ranging from $25.69 to $26.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $25.85 to $26.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
