Filing Details
- Accession Number:
- 0001209191-11-027508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-11 13:07:15
- Reporting Period:
- 2011-05-09
- Filing Date:
- 2011-05-11
- Accepted Time:
- 2011-05-11 13:07:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240432 | E Curtis Espeland | Eastman Chemical Company 200 South Wilcox Drive Kingsport TN 37660 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-09 | 5,535 | $104.22 | 2,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 4,000 | $53.51 | 6,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 4,000 | $103.66 | 2,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 6,000 | $60.92 | 8,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 6,000 | $103.76 | 2,277 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-09 | 9,450 | $36.60 | 11,727 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-09 | 9,450 | $103.76 | 2,277 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-09 | 4,000 | $0.00 | 4,000 | $53.51 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-09 | 6,000 | $0.00 | 6,000 | $60.92 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-09 | 9,450 | $0.00 | 9,450 | $36.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-11-01 | 2015-10-30 | No | 4 | M | Direct |
6,000 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
9,450 | 2009-10-28 | 2018-10-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 788 | Indirect | By ESOP |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $103.58 to $105.00.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $103.31 to $104.00.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $103.48 to $104.14.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $103.50 to $103.91.