Filing Details
- Accession Number:
- 0001209191-21-055753
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-13 19:10:35
- Reporting Period:
- 2021-09-10
- Accepted Time:
- 2021-09-13 19:10:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1810182 | Alx Oncology Holdings Inc | ALXO | Pharmaceutical Preparations (2834) | 850642577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1817127 | Sophia Randolph | C/O Alx Oncology Holdings Inc. 866 Malcolm Road, Suite 100 Burlingame CA 94010 | Chief Medical Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-10 | 900 | $76.45 | 163,302 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-10 | 5,029 | $77.69 | 158,273 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-10 | 1,458 | $78.31 | 156,815 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 28, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.03 to $76.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.07 to $78.06, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.07 to $78.86, inclusive.