Filing Details
- Accession Number:
- 0001209191-21-055727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-13 18:24:59
- Reporting Period:
- 2021-09-09
- Accepted Time:
- 2021-09-13 18:24:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418135 | Keurig Dr Pepper Inc. | KDP | Beverages (2080) | 753258232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1745832 | Derek Herbert Hopkins | 6425 Hall Of Fame Lane Frisco TX 75034 | President, Cold Beverages | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-09 | 108,257 | $0.00 | 576,711 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-10 | 38,513 | $35.04 | 538,198 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-09-09 | 108,257 | $0.00 | 108,257 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units ("RSUs") converted into common stock on a one-for-one basis.
- These shares were sold to cover the payment of applicable taxes as a result of the vesting of the RSUs. This "sell to cover" transaction in order to satisfy tax obligations does not represent a discretionary transaction by the reporting person.
- The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.0111 to $35.0650. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price.
- As previously disclosed, these RSUs were acquired by the reporting person as a result of the conversion of restricted stock units of Maple Parent Holdings Corp. ("Maple") to restricted stock units of the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, by and among Maple, Dr Pepper Snapple Group, Inc. and Salt Merger Sub, Inc. The RSUs vested in full on September 9, 2021.