Filing Details
- Accession Number:
- 0000913760-21-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-13 16:17:25
- Reporting Period:
- 2021-09-09
- Accepted Time:
- 2021-09-13 16:17:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 913760 | Stonex Group Inc. | SNEX | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 592921318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208362 | Michael Sean Oconnor | 230 Park Avenue 10Th Floor New York NY 10169 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-09 | 13,079 | $25.91 | 344,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-09 | 9,385 | $67.68 | 334,713 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-09 | 16,026 | $25.91 | 350,739 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-09 | 10,000 | $68.00 | 340,739 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-10 | 1,835 | $25.91 | 342,574 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-10 | 1,325 | $68.00 | 341,249 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Options | Disposition | 2021-09-09 | 13,079 | $0.00 | 13,079 | $25.91 |
| Common | Stock Options | Disposition | 2021-09-09 | 16,026 | $0.00 | 16,026 | $25.91 |
| Common | Stock Options | Disposition | 2021-09-10 | 1,835 | $0.00 | 1,835 | $25.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 291,921 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
| 275,895 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
| 274,060 | 2016-12-16 | 2021-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 61,290 | Indirect | By Trust |
| Common Stock | 780,434 | Indirect | Darseaker Limited |
Footnotes
- The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
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