Filing Details
- Accession Number:
- 0001213900-21-047454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-10 17:32:23
- Reporting Period:
- 2021-09-08
- Accepted Time:
- 2021-09-10 17:32:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1759824 | Alta Equipment Group Inc. | ALTG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-09-08 | 3,480 | $12.80 | 4,869,389 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
| Common Stock | Acquisiton | 2021-09-09 | 3,954 | $12.80 | 4,873,343 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
| Common Stock | Acquisiton | 2021-09-10 | 10,277 | $12.80 | 4,883,620 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By B. Riley Securities, Inc. |
| No | 4 | P | Indirect | By B. Riley Securities, Inc. |
| No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,351,307 | Indirect | By BRC Partners Opportunity Fund, L.P. |
| Common Stock | 211,174 | Direct |
Footnotes
- This Form 4 is being filed jointly by BRF, B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), and Bryant R. Riley.
- BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS, and BRPLP. Each of BRF, BRS, BRPGP, BRCM, BRPLP, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- Represents shares held directly by Bryant R. Riley.
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