Filing Details

Accession Number:
0000891839-21-000294
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-10 16:17:28
Reporting Period:
2021-09-08
Accepted Time:
2021-09-10 16:17:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377811 J James Barber C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-08 504 $12.60 27,307 No 4 P Direct
Common Stock Acquisiton 2021-09-09 4,396 $12.49 31,703 No 4 P Direct
Common Stock Acquisiton 2021-09-10 100 $12.35 31,803 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.58 to $12.60, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.33 to $12.65, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.