Filing Details
- Accession Number:
- 0000899243-21-035503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-09 21:16:31
- Reporting Period:
- 2021-09-03
- Accepted Time:
- 2021-09-09 21:16:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566469 | Nanthealth Inc. | NH | Services-Computer Processing & Data Preparation (7374) | 273019889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1706849 | Allen Ronald Louks | C/O Nanthealth, Inc. 9920 Jefferson Blvd. Culver City CA 90232 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-03 | 1,505 | $0.55 | 227,362 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-03 | 1,505 | $2.34 | 225,857 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-07 | 16,613 | $0.55 | 242,470 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-07 | 16,613 | $2.30 | 225,857 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-08 | 4,700 | $0.55 | 230,557 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-08 | 4,700 | $2.25 | 225,857 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-03 | 1,505 | $0.00 | 1,505 | $0.55 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-07 | 16,613 | $0.00 | 16,613 | $0.55 |
Common Stock | Stock Option (right to buy) | Disposition | 2021-09-08 | 4,700 | $0.00 | 4,700 | $0.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
548,495 | 2029-08-12 | No | 4 | M | Direct | |
531,882 | 2029-08-12 | No | 4 | M | Direct | |
527,182 | 2029-08-12 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 1,505 shares sold in the price range of $2.31 to $2.38 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 16,613 shares sold in the price range of $2.25 to $2.32 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 4,700 shares sold in the price range of $2.25 to $2.26 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Subject to the reporting person continuing as a service provider, the shares subject to the option shall vest as follows, fifty percent (50%) of the shares subject to the option shall vest on the one (1) year anniversary from the date of grant, and twenty-five percent (25%) of the remaining shares subject to the option shall vest annually thereafter, so that the option is fully vested on the three (3) year anniversary date.