Filing Details

Accession Number:
0000899243-21-035503
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-09 21:16:31
Reporting Period:
2021-09-03
Accepted Time:
2021-09-09 21:16:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1566469 Nanthealth Inc. NH Services-Computer Processing & Data Preparation (7374) 273019889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706849 Allen Ronald Louks C/O Nanthealth, Inc.
9920 Jefferson Blvd.
Culver City CA 90232
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-03 1,505 $0.55 227,362 No 4 M Direct
Common Stock Disposition 2021-09-03 1,505 $2.34 225,857 No 4 S Direct
Common Stock Acquisiton 2021-09-07 16,613 $0.55 242,470 No 4 M Direct
Common Stock Disposition 2021-09-07 16,613 $2.30 225,857 No 4 S Direct
Common Stock Acquisiton 2021-09-08 4,700 $0.55 230,557 No 4 M Direct
Common Stock Disposition 2021-09-08 4,700 $2.25 225,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-09-03 1,505 $0.00 1,505 $0.55
Common Stock Stock Option (right to buy) Disposition 2021-09-07 16,613 $0.00 16,613 $0.55
Common Stock Stock Option (right to buy) Disposition 2021-09-08 4,700 $0.00 4,700 $0.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
548,495 2029-08-12 No 4 M Direct
531,882 2029-08-12 No 4 M Direct
527,182 2029-08-12 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 1,505 shares sold in the price range of $2.31 to $2.38 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Represents the weighted average share price of an aggregate total of 16,613 shares sold in the price range of $2.25 to $2.32 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average share price of an aggregate total of 4,700 shares sold in the price range of $2.25 to $2.26 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Subject to the reporting person continuing as a service provider, the shares subject to the option shall vest as follows, fifty percent (50%) of the shares subject to the option shall vest on the one (1) year anniversary from the date of grant, and twenty-five percent (25%) of the remaining shares subject to the option shall vest annually thereafter, so that the option is fully vested on the three (3) year anniversary date.