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Home > Insider Trading > Filing (0001493152-21-022234)

Filing Details

Accession Number:: 0001493152-21-022234
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-08 19:11:42
Reporting Period:: 2021-09-03

Accepted Time:: 2021-09-08 19:11:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397016	Optex Systems Holdings Inc	OPXS	Optical Instruments & Lenses (3827)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1442755	Rimmy R. Malhotra	1420 Presidential Drive Richardson TX 75081		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-09-03	4,991	$1.65	123,301	No	4	P	Direct
Common Stock	Acquisiton	2021-09-07	8,846	$1.66	85,746	No	4	P	Indirect	Note 2
Common Stock	Acquisiton	2021-09-08	10,000	$1.68	95,746	No	4	P	Indirect	Note 2

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	Note 2
No	4	P	Indirect	Note 2

Footnotes

80,000 shares represented by this figure are subject to vesting as previously disclosed.
Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.