Filing Details
- Accession Number:
- 0000899243-21-035350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-08 19:11:30
- Reporting Period:
- 2021-09-03
- Accepted Time:
- 2021-09-08 19:11:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1794515 | Zoominfo Technologies Inc. | ZI | Investment Advice (6282) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527166 | Carlyle Group Inc. | C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548626 | Carlyle Holdings I Gp Inc. | C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548627 | L.l.c. Sub Gp I Holdings Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548628 | L.p. I Holdings Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave., N.w., Suite 220 South Washington DC 20004-2505 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-09-03 | 67,749,520 | $0.00 | 67,749,520 | No | 4 | C | Indirect | See footnotes |
Class A Common Stock | Disposition | 2021-09-03 | 151,599 | $65.32 | 67,597,921 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2021-09-03 | 105,434 | $66.23 | 67,492,487 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2021-09-07 | 171,890 | $64.64 | 67,320,597 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2021-09-07 | 187,927 | $65.52 | 67,132,670 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2021-09-07 | 388,383 | $66.69 | 66,744,287 | No | 4 | S | Indirect | See footnotes |
Class A Common Stock | Disposition | 2021-09-07 | 1,800 | $67.15 | 66,742,487 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class C Common Stock | Disposition | 2021-09-03 | 33,968,739 | $0.00 | 33,968,739 | $0.00 |
Class A Common Stock | LLC Units of ZoomInfo Holdings LLC | Disposition | 2021-09-03 | 33,780,781 | $0.00 | 33,780,781 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Following the transactions reported herein, includes (i) 33,463,826 shares of Class A Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (ii) 33,278,661 shares of Class A Common Stock held of record by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen").
- The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.94 to $65.93. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.94 to $66.58. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.09 to $65.088. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.09 to $66.08. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.11 to $67.11. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.12 to $67.24. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.
- The LLC Units of ZoomInfo Holdings LLC and an equal number of shares of Class B Common Stock together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.