Filing Details
- Accession Number:
- 0001179706-21-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-08 18:36:21
- Reporting Period:
- 2021-09-08
- Accepted Time:
- 2021-09-08 18:36:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1733072 | Irv Rothman | C/O Hewlett Packard Enterprise Company 11445 Compaq Center Drive West Houston TX 77070 | Pres & Ceo Financial Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-09-08 | 10,000 | $14.96 | 31,620 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2021-01-06 | 212 | $0.00 | 212 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2021-01-06 | 571 | $0.00 | 571 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2021-01-06 | 1,278 | $0.00 | 1,278 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,042 | No | 4 | A | Direct | ||
23,734 | No | 4 | A | Direct | ||
50,783 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/21.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
- As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.4950 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 166.9660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 183.8476 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
- As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.4053 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 373.6226 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.