Filing Details
- Accession Number:
- 0000807249-21-000153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-08 16:08:57
- Reporting Period:
- 2021-09-07
- Accepted Time:
- 2021-09-08 16:08:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406326 | Kieran Caterina | One Corporate Center Rye NY 10580 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-09-07 | 2,000 | $27.06 | 16,677 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Phantom RSA | $0.00 | 7,000 | 7,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 7,000 | 7,000 | Direct |
Footnotes
- Each phantom RSA represents the right to receive the cash value of one share of GAMCO Investors, Inc. Class A common stock.
- Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
Billionaire Hedge Funds
