Filing Details
- Accession Number:
- 0001280263-21-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-07 19:47:53
- Reporting Period:
- 2021-09-02
- Accepted Time:
- 2021-09-07 19:47:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189229 | B Christopher Paisley | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2021-09-03 | 736 | $16.35 | 30,286 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2021-09-03 | 736 | $132.44 | 29,550 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2021-09-03 | 736 | $0.00 | 736 | $16.35 |
Ordinary Shares | Restricted Stock Units | Acquisiton | 2021-09-02 | 1,508 | $0.00 | 1,508 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
736 | 2023-06-05 | No | 4 | M | Direct | |
1,508 | 2022-09-15 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 28, 2021.
- Shares subject to the option vest monthly over one year commencing on June 6, 2013.
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.