Filing Details
- Accession Number:
- 0001001250-21-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-07 18:03:18
- Reporting Period:
- 2021-09-02
- Accepted Time:
- 2021-09-07 18:03:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587814 | Michael O'hare | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Evp-Global Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-09-02 | 6,916 | $0.00 | 6,916 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2021-09-02 | 3,969 | $0.00 | 2,947 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2021-09-03 | 2,947 | $343.18 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Acquisiton | 2021-09-02 | 10,306 | $0.00 | 10,306 | $344.06 |
| Class A Common Stock | Restricted Stock Units (Share Payout) | Acquisiton | 2021-09-02 | 2,664 | $0.00 | 2,664 | $0.00 |
| Class A Common Stock | Restricted Stock Units (Share Payout) | Acquisiton | 2021-09-02 | 4,360 | $0.00 | 4,360 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,306 | 2031-09-02 | No | 4 | A | Direct | |
| 2,664 | No | 4 | A | Direct | ||
| 4,360 | No | 4 | A | Direct |
Footnotes
- Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2018.
- Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 3,435 shares exercisable from and after January 1, 2023; 3,435 shares exercisable from and after January 1, 2024; and 3,436 shares exercisable from and after January 1, 2025.
- Not applicable.
- Assuming continued employment, these annual Restricted Stock Units ("RSUs") will vest and be paid out as follows: 888 on November 1, 2022; 888 on November 1, 2023; and 888 on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
- Assuming continued employment, these non-annual Restricted Stock Units ("RSUs") will vest and be paid out on November 1, 2024. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
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