Filing Details

Accession Number:
0000919574-21-005731
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-07 17:05:07
Reporting Period:
2021-09-02
Accepted Time:
2021-09-07 17:05:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1799850 Renovacor Inc. RCOR () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493215 Rtw Investments, Lp 40 10Th Avenue
7Th Floor
New York NY 10014
No No Yes No
1493280 Roderick Wong C/O Rtw Investments, Lp
40 10Th Avenue, 7Th Floor
New York NY 10014
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2021-09-02 800,000 $10.00 2,187,540 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant $11.50 2021-09-02 2026-09-02 175,000 175,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-02 175,000 175,000 Indirect
Footnotes
  1. The securities reported herein may be deemed beneficially owned by each of: (i) RTW Investments, LP (the "Adviser"), which is deemed the beneficial owner of common stock (the "Shares") held by RTW Master Fund, Ltd. and one or more other private funds (collectively, the "Funds"), which are investment funds managed by the Adviser, and (ii) Roderick Wong, M.D., who serves as the Managing Partner and Chief Investment Officer of the Adviser. Dr. Wong exercises voting and dispositive control over the Shares held by the Adviser and is therefore deemed to be a beneficial owner of securities owned or controlled by the Adviser. Each of the Adviser and Dr. Wong disclaims beneficial ownership of the reported securities held by the Funds, except to the extent of its or his pecuniary interest therein.
  2. The reported amount in Table II reflects the total amount of Shares that may be received upon the conversion of such warrants, which entitles the holder thereof to purchase one-half (1/2) Share.