Home > Insider Trading > Filing (0001726978-21-000173)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1726978	Goosehead Insurance Inc.	GSHD	Insurance Agents, Brokers & Service (6411)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1737782	Jr. E. Mark Jones	C/O Goosehead Insurance, Inc. 1500 Solana Blvd., Bldg 4, Ste 4500 Westlake TX 76262		No	No	Yes	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common Stock	Disposition	2021-09-01	5,000	$0.00	370,553	No	4	C	Direct
Class A Common Stock	Acquisiton	2021-09-01	5,000	$0.00	5,000	No	4	C	Direct
Class A Common Stock	Disposition	2021-09-01	5,000	$150.13	0	No	4	S	Direct
Class B Common Stock	Disposition	2021-09-01	5,000	$0.00	365,553	No	4	C	Direct
Class A Common Stock	Acquisiton	2021-09-01	5,000	$0.00	5,000	No	4	C	Direct
Class A Common Stock	Disposition	2021-09-01	2,302	$149.24	2,698	No	4	S	Direct
Class A Common Stock	Disposition	2021-09-01	2,698	$150.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2021-09-01	5,000	$0.00	5,000	$0.00
Class A Common Stock	LLC Units in Goosehead Financial, LLC	Disposition	2021-09-01	5,000	$0.00	5,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
370,553			No	4	C	Direct
365,553			No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	82,005	Indirect	Jones 2020 Irrevocable Trust

Footnotes

This transaction was pursuant to a 10b5-1 plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.72 to $149.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.77 to $150.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.