Filing Details
- Accession Number:
- 0001593968-21-002084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 17:49:00
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-03 17:49:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397702 | Silk Road Medical Inc | SILK | Surgical & Medical Instruments & Apparatus (3841) | 208777622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1770191 | S. Andrew Davis | C/O Silk Road Medical, Inc. 1213 Innsbruck Drive Sunnyvale CA 94089 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-01 | 776 | $4.73 | 71,188 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-01 | 776 | $59.73 | 70,412 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-01 | 5,354 | $4.73 | 75,766 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-01 | 5,354 | $59.73 | 70,412 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-09-01 | 194 | $6.11 | 70,606 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-09-01 | 194 | $59.73 | 70,412 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-09-01 | 157 | $58.89 | 70,255 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2021-09-01 | 776 | $0.00 | 776 | $4.73 |
Common Stock | Option (right to buy) | Disposition | 2021-09-01 | 5,354 | $0.00 | 5,354 | $4.73 |
Common Stock | Option (right to buy) | Disposition | 2021-09-01 | 194 | $0.00 | 194 | $6.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,969 | 2017-09-01 | 2027-11-30 | No | 4 | M | Direct |
29,956 | 2021-04-04 | 2027-11-30 | No | 4 | M | Direct |
2,768 | 2019-08-01 | 2028-09-13 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
- This transaction was executed in multiple trades at price ranging from $59.06 to $60.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
- All of the shares subject to this option are fully vested and exercisable as of the date hereof.
- One forty-eighth of the shares subject to the option shall vest on August 1, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.