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Home > Insider Trading > Filing (0001716837-21-000133)

Filing Details

Accession Number:: 0001716837-21-000133
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-03 17:31:04
Reporting Period:: 2021-09-01

Accepted Time:: 2021-09-03 17:31:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247487	H Stephen Kay	C/O Roku, Inc. 1155 Coleman San Jose CA 95110	Svp General Counsel, Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-09-01	2,636	$0.00	79,948	No	4	M	Direct
Class A Common Stock	Disposition	2021-09-02	1,344	$358.02	78,604	No	4	S	Direct
Class A Common Stock	Disposition	2021-09-03	1,292	$334.27	77,312	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Unit	Disposition	2021-09-01	2,636	$0.00	2,636	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,637	2020-03-01		No	4	M	Direct

Footnotes

These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
Shares sold pursuant to Mr. Kay's 10b5-1 plan.
This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020.