Filing Details
- Accession Number:
- 0001062993-21-008244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-03 17:05:47
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-09-03 17:05:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
12208 | Bio-Rad Laboratories Inc. | BIO BIOB | Laboratory Analytical Instruments (3826) | 941381833 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1485088 | J. Andrew Last | C/O Bio-Rad Laboratories, Inc. 1000 Alfred Nobel Drive Hercules CA 94547 | Evp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Bio-Rad A Common Stock | Acquisiton | 2021-09-01 | 2,000 | $299.24 | 3,282 | No | 4 | M | Direct | |
Bio-Rad A Common Stock | Disposition | 2021-09-01 | 750 | $812.27 | 2,532 | No | 4 | S | Direct | |
Bio-Rad A Common Stock | Disposition | 2021-09-01 | 651 | $813.15 | 1,881 | No | 4 | S | Direct | |
Bio-Rad A Common Stock | Disposition | 2021-09-01 | 599 | $814.09 | 1,282 | No | 4 | S | Direct | |
Bio-Rad A Common Stock | Acquisiton | 2021-09-02 | 902 | $0.00 | 2,184 | No | 4 | M | Direct | |
Bio-Rad A Common Stock | Disposition | 2021-09-02 | 448 | $825.77 | 1,736 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Bio-Rad A Common Stock | Restricted Stock Units | Acquisiton | 2021-09-01 | 2,532 | $0.00 | 2,532 | $0.00 |
Bio-Rad A Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2021-09-01 | 2,532 | $0.00 | 2,532 | $814.95 |
Bio-Rad A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-09-01 | 2,000 | $0.00 | 2,000 | $299.24 |
Bio-Rad A Common Stock | Restricted Stock Units | Disposition | 2021-09-02 | 902 | $0.00 | 902 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,532 | No | 4 | A | Direct | ||
2,532 | 2031-09-01 | No | 4 | A | Direct | |
3,000 | 2029-04-29 | No | 4 | M | Direct | |
2,708 | No | 4 | M | Direct |
Footnotes
- Includes 13.9278 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 06/30/2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $811.70 to $812.69, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $812.71 to $813.34, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $814.02 to $814.11, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares of Class A common stock acquired on the vesting of restricted stock units.
- Each restricted stock unit represents a contingent right to receive one share of Bio-Rad Class A common stock.
- The restricted stock units vest over four years at 25% per year on the yearly anniversary date of the grant.
- The stock option vests over four years at 25% per year on the yearly anniversary date of the grant.
- The option, representing a right to purchase a total of 5,000 shares, became exercisable in five equal annual installments beginning on April 29, 2020, which was the first anniversary of the date on which the option was granted.
- On September 2, 2020, the reporting person was granted 3,610 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.